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Governance and compliance of AI agents :

Team Rokodo
3
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17.04.2026
The real challenge

Deploying an AI agent has become accessible. Deploying it in a compliant and secure environment is much more complex. In regulated sectors, the challenge is not technological. It is organizational, regulatory, and systemic.

A structuring regulatory framework

Companies must now integrate:

  • GDPRdata protection
  • DORAoperational resilience
  • AI Actgovernance of AI systems

Systems must be controllable, auditable, and explainable.

Why do agents pose a problem?

An AI agent takes decisions, sequences actions, and interacts with systems. It introduces autonomy into the IS, and therefore new risks to control.

Governing AI agents

An agent must never be a black box. It must operate with:

  • a defined scope of action
  • explicit rules
  • human supervision
  • rights and access management

Governance becomes an architectural element.

Traceability of decisions

In a regulated environment, every action must be traceable. This involves preserving: input data, instructions given to the agent, decisions made, and actions executed. Without traceability, no audit is possible.

Explainability and control

Systems must allow for explaining decisions, identifying errors, and understanding behaviors. Explainability is indispensable for compliance, trust, and business validation.

Security and access control

Agents interact with critical systems. It is necessary to guarantee: authentication, fine-grained permissions management, logging of actions, and anomaly detection. Security must be integrated by design.

Integration into a complex IS

Agents must work with core systems, legacy systems, business tools, and APIs. The goal is to integrate with them in a controlled manner.

From experimentation to industrialization

Moving to production requires clear governance, continuous monitoring, incident management, and full auditability. Without a framework, there is no scaling.

Conclusion

Deploying AI agents is not enough. They must be governed, traced, secured, and audited. Governance and compliance are the conditions for industrialization.